Home > Employee BenefitsCompliance Corner

Compliance Corner

Listed below are the latest issues of our Compliance Corner newsletter. The free Adobe Reader is required to view these files.

Get Adobe Reader
May 2012
May 8 Newsletter


April 2012
April 24 Newsletter
April 10 Newsletter

March 2012
March 13 Newsletter
March 27 Newsletter

February 2012
February 14 Newsletter
February 28 Newsletter


January 2012
January 31 Newsletter
January 18 Newsletter

December 2011
Health Care Reform Quarterly Q4 2011
December 20 Newsletter
December 6 Newsletter

November 2011
HRA Section 111 Reporting
November 22 Newsletter
November 8 Newsletter

October 2011
October 25 Newsletter
October 11 Newsletter

September 2011
September 26 Newsletter
September 13 Newsletter

August 2011
August 30 Newsletter
August 16 Newsletter
August 2 Newsletter

July 2011
July 19 Newsletter
July 6 Newsletter

June 2011
June 21 Newsletter
June 7 Newsletter

May 2011
May 24 Newsletter
May 10 Newsletter

April 2011
April 29 Newsletter
April 19 Newsletter

March 2011
March 31 Newsletter
March 16 Newsletter

March 2 Newsletter

February 2011
February 21 Newsletter
February 2 Newsletter


January 2011
January 20 Newsletter

 

Securities offered through Registered Representatives of NFP Securities, Inc. (NFPSI), Member FINRA/SIPC.
Investment Advisory Services offered through Investment Advisor Representatives of NFPSI.
The Ganim Group, Inc. is a member of PartnersFinancial, an affiliate of NFPSI.
The Ganim Group, Inc. and NFPSI are not affiliated.

NFP Securities, Inc. does not provide tax or legal advice. Any decisions whether to implement these ideas should be made by the client in consultation with professional financial, tax, and legal counsel.

This site is published for residents of the United States only. Registered Representatives and Investment Advisor Representatives of NFPSI may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed. Not all of the products and services referenced on this site are available in every state and through every representative or advisor listed. For additional information, please contact the NFPSI Compliance Department at 512-697-6000.